Create a test plan in Risk Workspace
Create a test plan to document the control testing procedure. You can create a test plan from scratch or based on a test template to describe how a feature is to be tested.
Before you begin
Role required: admin
Procedure
Navigate to All > Risk > Risk Workspace > Control testing > Control test plans.
Click New.
On the form, fill in the fields.
| Field | Description |
|---|---|
| Number | Unique identification number. |
| Name | Name of the test plan. |
| Control | The control that this test plan covers. |
| Entity | Entity is auto-populated based on the value selected in the Control field. |
| Test template | Related test template.If you select a test template, all the fields in the Design test and Operational test sections are populated with the test template values. |
| Duration | Expected duration of the test. |
| Design test | |
| Design expectations | Basic requirement that should be met for a control to be effective. |
| Design assessment procedures | Procedure or steps to be followed to conclude whether the design of the control is effective to achieve the control objective or not. This is based on the design expectation. |
| Operational test | |
| Operational expectations | Expectations that should be met to ensure that the control is operating effectively to achieve the control objective. |
| Operational assessment procedures | Detailed steps, to carry out the operational expectations, which need to be performed to conclude that the control is operating successfully. |
Click Save.
To visually explore the relationships between the different types of critical audit data that affect your business, click 360° view button.
Parent Topic:Using the Risk Workspace