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Release: Australia · Updated: 2026-03-12 · Official documentation · View source

Manage control indicators using the Compliance Workspace

Continuous monitoring involves activities related to identifying and creating key risk and controls indicators. The Compliance Overview is available to compliance administrators and compliance managers, providing an executive view into compliance requirements, overall compliance, and compliance breakdowns.

Supporting information can be collected for indicators through automatic data collection or manual tasks. Indicator results are then used to create issues for controls, update risk scores, and provide supporting information for audit activities and control testing.

  • Indicators

    Indicators collect data to monitor controls and risks, and collect audit evidence. Indicators monitor a single control or risk.

  • Indicator templates

    Indicator templates allow the creation of multiple indicators for similar controls or risks.

Note: The Entity Based Access provides a framework for more granular approach to management of data access to objects associated with an entity. Administrators can grant access to an entity's related records by adding users or user groups, or by using entity user fields for entity-based access configuration. For more information, see Entity Based Access. When a user is qualified based on these configurations and has the minimum required roles, they will have access to the following tables:

  • Indicator
  • Indicator task
  • Indicator result

Compliance Overview

NameVisualDescription
Compliance RequirementsDonut chartSelect a wedge to focus on a specific compliance area.
Overall ComplianceDonut chartDisplays the overall compliance of all the control requirements in the system. Selecting a specific wedge in the previous widget brings that area into focus.
EntityDrop down listSelect one or more entities to view and compare their compliance across multiple items.
Control StateCheck listSelect or clear check boxes to view filter reports by control state.
Compliance by Authority DocumentBar ChartCompare level of compliance depending on the selected entity and/or authority document.
Compliance breakdownMulti-level PivotView a breakdown of control compliance by related authority documents and policies.
Non Compliant EntitiesColumn ChartCount of non-compliant control requirements grouped by entity.

Authority Documents

Authority documents define policies, risks, controls, audits, and other processes to ensure adherence to the authoritative content.

Each authority document is defined in a record and the related lists on that record contain the individual conditions of the authority document.

The relationships of these authority document related list items are visible in the GRC Workbench in the Policy and Compliance Management application.

Note: You can add content reference tags to authority documents. Content reference tags allow you to filter records in order to more easily identify the content packs, integrations, and use case accelerators associated with the authority documents.

Citations

Citations contain the provisions of the authority document, which can be interrelated. Citations break down an authority document into manageable themes.

You can create citations or import them from UCF authority documents and then create any necessary relationships between the citations.

Note: You can add content reference tags to citations. Content reference tags allow you to filter records in order to more easily identify the content packs, integrations, and use case accelerators associated with the citations.