Anonymous compliance case form
The fields in the Report a compliance case form capture details about the suspected or confirmed compliance issue without disclosing the reporter's identity.
| Field | Description |
|---|---|
| Type of compliance case | Nature of the compliance issue. For example, violation of company policies, regulatory requirements, or ethical standards. |
| Brief summary of the compliance case | Short description of the compliance issue. |
| Date you became aware of this event | Date when the case was discovered. |
| Describe what happened in a few words | Detailed account of what occurred, why it violates compliance standards, and potential organizational impact. |
| Rate this case on criticality | Severity level of the case.- 1 - Critical - 2 - High - 3 - Moderate - 4 - Low - 5 - Planning |
| Business units involved or impacted | Business units affected by the compliance issue. For example, HR, Operations, or Customer Service. |
| Departments involved or impacted | Departments affected by the compliance issue. For example, IT, Marketing, or Legal. |
| Location/jurisdiction | Location where the event occurred. For example, office site, department area, or customer environment. |
Parent Topic:Report a compliance case anonymously
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