Configure Legal Stock Preclearance

Configure the foundation data for your stock preclearance process to enable employees to submit preclearance approval requests before they trade in the securities.

As an administrator, you can review the installed components and modify them or add new ones as applicable.

• Legal stock approvers
• Fiscal calendar
• Trading windows
• Trading holidays
• Access Persons list

• Notifications

• Install Legal Stock Preclearance
  You can install the Legal Stock Preclearance application (sn_lg_stock_cp) if you have the admin role. The application includes demo data and installs related ServiceNow® Store applications and plugins if they aren’t already installed.

• Set up a trading window
  Set up a trading window for a period in which certain designated employees of the organization are permitted to trade in the securities of your organization.
• Add trading holidays
  Add trading holidays during which the trading is closed.
• Manage access persons list
  Add users who have access to non-public information regarding the trade of securities of your organization.

Parent Topic:Legal Stock Preclearance